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Level I

In accordance with the standards of theNational Registry of CPE
Sponsors, CPE Credits havebeen granted based on a
50-Minute Hour.National Registry of CPE
Sponsors ID Number:
108735

CPE Credits: 2.5 | Field of Study: Finance

Credential #79461569 Awarded on

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For Successful Completion of

Analyzing Financial Reports

August 9, 2023

to

Delivery Method: QAS Self-Study

In accordance with the standards of theNational Registry of CPE
Sponsors, CPE Credits havebeen granted based on a
50-Minute Hour.National Registry of CPE
Sponsors ID Number:
108735

CPE Credits: 10 | Field of Study: Finance

Credential #78902456 Awarded on

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For Successful Completion of

Microsoft Excel

August 1, 2023

to

Delivery Method: QAS Self-Study

In accordance with the standards of theNational Registry of CPE
Sponsors, CPE Credits havebeen granted based on a
50-Minute Hour.National Registry of CPE
Sponsors ID Number:
108735

CPE Credits: 1 | Field of Study: Finance

Trang Tran

For Successful Completion of

Equity Futures and Delta One

Credential #77183268 Awarded on July 6, 2023 to

In accordance with the standards of theNational Registry of CPE
Sponsors, CPE Credits havebeen granted based on a
50-Minute Hour.National Registry of CPE
Sponsors ID Number:
108735

CPE Credits: 1 | Field of Study: Finance

Trang Tran

For Successful Completion of

Hedge Fund Strategies

Credential #77186523 Awarded on July 6, 2023 to

In accordance with the standards of theNational Registry of CPE
Sponsors, CPE Credits havebeen granted based on a
50-Minute Hour.National Registry of CPE
Sponsors ID Number:
108735

CPE Credits: 1 | Field of Study: Finance

Trang Tran

For Successful Completion of

Securities Lending and Prime Brokerage

Credential #77188020 Awarded on July 6, 2023 to

In accordance with the standards of theNational Registry of CPE
Sponsors, CPE Credits havebeen granted based on a
50-Minute Hour.National Registry of CPE
Sponsors ID Number:
108735

CPE Credits: 2 | Field of Study: Finance

Trang Tran

For Successful Completion of

ESG Investing, Green Bonds and Social Bonds

Credential #77196197 Awarded on July 6, 2023 to

In accordance with the standards of theNational Registry of CPE
Sponsors, CPE Credits havebeen granted based on a
50-Minute Hour.National Registry of CPE
Sponsors ID Number:
108735

CPE Credits: 1.5 | Field of Study: Finance

Trang Tran

For Successful Completion of

Equity Valuation

Credential #76776817 Awarded on July 2, 2023 to

In accordance with the standards of theNational Registry of CPE
Sponsors, CPE Credits havebeen granted based on a
50-Minute Hour.National Registry of CPE
Sponsors ID Number:
108735

CPE Credits: 2 | Field of Study: Finance

Trang Tran

For Successful Completion of

Equity Indices, Asset Managers and ETFs

Credential #76777902 Awarded on July 2, 2023 to